DFX Intelligence

E•••• H•••••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

E•••• H•••••••• M••••

Advisor at S•••••••• F•••••••• C•••••••• L••

EL PASO, TX | El Paso, TX

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Search this name across graphsid dfx:ria:6427850d-ce35-7387-0f9b-ed16852123dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• F•••••••• C•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 27, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• F•••••••• C•••••••• L••	Independent wealth	Oct 23, 2023	n/a	yes	El Paso, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 23, 2012	n/a	yes	EL PASO, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• F•••••••• C•••••••••	L•• F•••••••• L••	Oct 25, 2012	Oct 23, 2012	-2	Firm change	Other
S•••••••• F•••••••• C•••••••• L••	I••••• F•••••••• C•••••••••	Sep 22, 2008	Jun 20, 2008

Relationships

Registered with (4)

→ S•••••••• F•••••••• C•••••••• L••Registered adviserregistration: previous registration
Apr 17, 2008 to Sep 22, 2008factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 23, 2012 to presentfactForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Jun 20, 2008 to Oct 25, 2012factForm ADV
→ A••••••• G•••••• S••••••••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6427850d-ce35-7387-0f9b-ed16852123dd
First observed: Jan 8, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.