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Advisor at CAPITAL INVESTMENT ADVISORY SERVICES, LLC
RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL INVESTMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Oct 29, 2021 | n/a | yes | RALEIGH, NC | Current employment |
| FIRST CITIZENS INVESTOR SERVICES, INC. | Bd affiliated wealth | Feb 2, 2015 | Oct 8, 2019 | no | Raleigh, NC|Garner, NC|RALEIGH, NC|RALEIGH, NC | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Feb 7, 2011 | Feb 26, 2013 | no | RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST CITIZENS INVESTOR SERVICES, INC. | CAPITAL INVESTMENT ADVISORY SERVICES, LLC | Oct 8, 2019 | Oct 29, 2021 | 752 | Firm change after gap | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | FIRST CITIZENS INVESTOR SERVICES, INC. | Feb 26, 2013 | Feb 2, 2015 | 706 | Firm change after gap | Other |