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J••••• A••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

J••••• A••• L••••

Advisor at M••••• R••••••••• P•••••••

GRIMES, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:642be9ca-986d-f1ec-bc9f-7d73e3ac5b02

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 28, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• R••••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 16, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• R••••••••• P•••••••	I•••••••••_WEALTH	Aug 15, 2023	n/a	yes	GRIMES, IA	Current employment
J• L•••• C••••••	n/a	Jan 30, 2020	Mar 31, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J• L•••• C••••••	M••••• R••••••••• P•••••••	Mar 31, 2022	Aug 15, 2023	502	Firm change after gap	Other
I••••••••• F•••••••• P•••••••	J• L•••• C••••••	Feb 3, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:168733:IA:2015-10-28	Oct 28, 2015	Aug 7, 2014	URBANDALE, IA	Firm change after gap

Relationships

Registered with (7)

→ M••••• R••••••••• P•••••••Registered adviserregistration: current employment
Aug 15, 2023 to presentfactForm ADV
→ J• L•••• C••••••Registered adviserregistration: previous registration
Jan 30, 2020 to Mar 31, 2022factForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Sep 28, 2018 to Feb 3, 2020factForm ADV
→ A•••••••• I••••••••• M••••••••• L••Registered adviser

Dated events

Occurred
Mar 31, 2022
Advisor changed firm
J••••• A••• L•••• left J• L•••• C•••••• for M••••• R••••••••• P••••••• (registered 2023-08-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:642be9ca-986d-f1ec-bc9f-7d73e3ac5b02
First observed: Jan 28, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.