This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

mixed wealth managerderivedprivate_client_share=0.48 fund_share=0.52 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$83.7MItem 5.F on the latest filing (2026-08-28); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$58.0M

Private client RAUM

$40.3MderivedItem 5.D individuals plus high net worth individuals

Private client share

48%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

13

Advisory employees

6

Offices

0Schedule D 1.F, beyond the principal office

Accounts

12

Custody, client assets

$83.7M

SEC number

801-133829

CIK

2049749

CRD

334534

Filings on the tape

3

First filed

Sep 19, 2025

Latest filed

Aug 28, 2026

Organised

Limited Liability Company, DE

Graph

RIA / Wealth Management

Canonical id

dfx:ria:64346eb3-d100-7c4a-bf26-cb173843ca93

First observed

Sep 19, 2025

Last observed

Aug 28, 2026 23 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.