DFX Intelligence
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Reading the graph
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Advisor at F••••• W••••• M••••••••• L•••
BRIGHTON, MI | Clarkston, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••• W••••• M••••••••• L••• | Independent wealth | Jan 3, 2025 | n/a | yes | Clarkston, MI|BRIGHTON, MI | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Aug 27, 2024 | no | BOSTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | F••••• W••••• M••••••••• L••• | Aug 27, 2024 | Jan 3, 2025 | 129 | Firm change | Ibd to RIA |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 |
| S•••••••• A••••••• L•• | National bd RIA | Mar 4, 2015 | Jul 13, 2018 | no | ANN ARBOR, MI | Previous registration |
| W•••••• • R••• | Former SEC adviser | Apr 14, 2011 | Jan 7, 2015 | no | GRAND BLANC, MI|HAMDEN, CT | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to new firm |
| W•••••• • R••• | S•••••••• A••••••• L•• | Jan 7, 2015 | Mar 4, 2015 | 56 | Firm change | Other |