Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 327434
BRIGHTON, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-08-25 (filing); first seen by DFX 2026-09-15.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••••• C•••••• W•••••••• | n/a | Ann Arbor, MI | BRIGHTON, MI | 3 | 12 | 4 | no |
| K•••• S•••• B•••••• | n/a | BRIGHTON, MI | Ann Arbor, MI | 3 | 14 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| E••••••• A••••••• J••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2026 | Aug 25, 2026 | Aug 25, 2026 |
| F•••••• M•••••• | Ceo | E | yes | 06/2023 | Aug 25, 2026 | Aug 25, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Plymouth | Mi | United States | 3 | no |
| Troy | Mi | United States | 3 | no |
| Maumee | Oh | United States | 3 | no |
| Scottsdale | Az | United States | 2 | no |
| ANN ARBOR | Mi | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 22, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 17 | 6 | 11 | 11.5% | 5 | 1 | 0 | 39 | 12 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.1B | $440M | 143.4% | n/a | n/a | 88 | 75 | 15 | 10 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| T•••••••• L•• | 3 | Dec 13, 2023 | Sep 27, 2023 | SARASOTA, FL | Team lift out | RIA to RIA | 27.3% |
| T•••••••• L•• | 6 | Dec 13, 2023 | Jan 7, 2024 |
| no |
| A•••••••• C•••• P•••••• | n/a | BRIGHTON, MI | 3 | 10 | 2 | no |
| C•••••• E••••• D••••• | n/a | Shelby Township, MI | BRIGHTON, MI | Naples, FL | 3 | 14 | 4 | no |
| B•••••• D• V•• | n/a | BRIGHTON, MI | C••••ston, MI | 3 | 12 | 2 | no |
| K•••• M•••• G••••• | n/a | BRIGHTON, MI | C••••ston, MI | 3 | 13 | 1 | no |
| A••• C••••••••• S••••• | n/a | NORTHVILLE, MI | BRIGHTON, MI | 2 | 10 | 1 | no |
| S••••• R••• M•••••• | n/a | BRIGHTON, MI | Shelby Township, MI | 2 | 15 | 1 | no |
| C••••••• N••••• M•••• | n/a | BRIGHTON, MI | 2 | 14 | 2 | no |
| N••••••• G••••• C•••••••• | n/a | NORTHVILLE, MI | BRIGHTON, MI | SHELBY TOWNSHIP, MI | 2 | 14 | 1 | no |
| J•••••• A• N•••••• | n/a | BRIGHTON, MI | OKEMOS, MI | 2 | 15 | 1 | no |
| K••• L•••••• | n/a | BRIGHTON, MI | 2 | 10 | n/a | no |
| V•••••• J••••• P•••••• | n/a | Maumee, OH | BRIGHTON, MI | 2 | 12 | n/a | no |
| K•••••• V••• | n/a | Troy, MI | BRIGHTON, MI | 2 | 12 | 4 | no |
| C••• P•••• B•••••• | n/a | S••••sdale, AZ | BRIGHTON, MI | 2 | 22 | 7 | no |
| A•••••• J••••• E•••••• | n/a | BRIGHTON, MI | 2 | 11 | 1 | no |
| J•••• T• K•••••• | n/a | S••••sdale, AZ | BRIGHTON, MI | 1 | 19 | 6 | no |
| B••••••• P•••••• S••••••••• | n/a | BRIGHTON, MI | 1 | 12 | 1 | no |
| W•••• A• M•••• | n/a | BRIGHTON, MI | Shelby Township, MI | 1 | 31 | 1 | no |
| B••• N•••••••• R•••• | n/a | BRIGHTON, MI | C••••ston, MI | 1 | 21 | 3 | no |
| W•••••• C••• C••••••• | Certified Financial Planner | BRIGHTON, MI | Grand Rapids, MI | 1 | 10 | 4 | no |
| M•••••• F••••• | n/a | BRIGHTON, MI | 1 | 10 | n/a | no |
| J•••• T•••••• | n/a | BRIGHTON, MI | Grand Rapids, MI | 1 | 12 | 5 | no |
| P••• J•••• S••••••• | Certified Financial Planner | BRIGHTON, MI | Okemos, MI | 1 | 25 | 2 | no |
| J•••• R••• B•••• | Certified Financial Planner | BRIGHTON, MI | 1 | 14 | 2 | no |
| Cco |
| Na |
| no |
| 06/2023 |
| Aug 10, 2023 |
| Dec 13, 2024 |
| no |
| Clarkston | Mi | United States | 2 | no |
| GRAND RAPIDS | Mi | United States | 2 | no |
| SHELBY TOWNSHIP | Mi | United States | 2 | no |
| TRAVERSE CITY | Mi | United States | 2 | no |
| Okemos | Mi | United States | 1 | no |
| $825M |
| $811M |
| 88 |
| 32 |
| 14 |
| n/a |
| n/a |
| 2024 | Mar 27, 2025 | $440M | $427M | 75 | 29 | 10 | n/a | n/a |
| 2023 | Mar 12, 2024 | $237M | $237M | 44 | 11 | 7 | n/a | n/a |
| BRIGHTON, MI |
| Firm absorbed |
| RIA to RIA |
| 54.5% |