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CRD 309523
BUENA PARK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DAEWOO LEE | n/a | BUENA PARK, CA | 6 | 14 | n/a | no |
| SEONG YOUN CHO | Certified Financial Planner | BUENA PARK, CA | 5 | 17 | 1 | no |
| WAYNE PARK | n/a | BUENA PARK, CA | 5 | 16 | 5 | no |
| CHRISTINE H KIM | n/a | BUENA PARK, CA | 5 | 28 | n/a | no |
| Claudia H Song | n/a | BUENA PARK, CA | 3 | 11 | n/a | no |
| CHOENG MO KIM | n/a | BUENA PARK, CA | 1 | 15 | n/a | no |
| KYUNG HO CHOE | Certified Financial Planner | BUENA PARK, CA | 0 | 23 | 5 | no |
| MATTHEW MINTAE KIM | n/a | BUENA PARK, CA | 0 | 11 | n/a | yes |
| JUNGYEAL LEE | n/a | BUENA PARK, CA | WALDWICK, NJ | 0 | 17 | 1 | no |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | n/a | 0 | 0 | 0 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ALLMERITS ASSET MANAGMENT, LLC | 3 | Dec 31, 2022 | Nov 4, 2025 | LOS ANGELES, CA | Firm absorbed | Other | 100.0% |