W•••• P•••

Advisor at A•••••••• A••••• L••

BUENA P•••, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0f280436-2725-0fc0-d595-d718fbab38a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• A••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 8, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• A••••• L••	State registered	Mar 18, 2021	n/a	yes	BUENA P•••, CA	Current employment
A•••••••• A•••• M••••••••• L••	n/a	Aug 31, 2018	Dec 31, 2022	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• A•••• M••••••••• L••	A•••••••• A••••• L••	Dec 31, 2022	Mar 18, 2021	-653	Firm change after gap	Other
T•••• W•••••• L••	A•••••••• A•••• M••••••••• L••	Dec 9, 2021	Aug 31, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
294140:309523:CA:2022-12-31	Dec 31, 2022	Mar 18, 2021	LOS ANGELES, CA	Firm change after gap

Relationships

Registered with (6)

→ A•••••••• A••••• L••Registered adviserregistration: current employment
Mar 18, 2021 to presentfactForm ADV
→ A•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 31, 2018 to Dec 31, 2022factForm ADV
→ T•••• W•••••• L••Registered adviserregistration: previous registration
Aug 16, 2018 to Dec 9, 2021factForm ADV
→ T•••• W•••••• L••Registered adviserregistration: previous registration

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f280436-2725-0fc0-d595-d718fbab38a7
First observed: Aug 18, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.