DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

RANDY WAYNE TAYLOR

Advisor at WEALTHSPIRE RETIREMENT ADVISORY

ALISO VIEJO, CA | South Jordan, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:645fb798-ec6f-a860-d209-309d5b76c093

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Feb 4, 2022 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Randy W. Taylor

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHSPIRE RETIREMENT ADVISORY
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 31, 2022
First registration: Feb 4, 2022
Dual registered: yes, broker-dealer
Other names: RANDY W. TAYLOR
IAPD individual key: 7334539

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHSPIRE RETIREMENT ADVISORY	Institutional manager	Dec 5, 2024	n/a	yes	ALISO VIEJO, CA\|South Jordan, UT	Current employment
DIVERGENT WEALTH ADVISORS, LLC	Former SEC adviser	Feb 4, 2022	Oct 15, 2024	no	SOUTH JORDAN, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DIVERGENT WEALTH ADVISORS, LLC	WEALTHSPIRE RETIREMENT ADVISORY	Oct 15, 2024	Dec 5, 2024	51	Channel change	Other

Relationships

Registered with (2)

→ WEALTHSPIRE RETIREMENT ADVISORYRegistered adviserregistration: current employment
Dec 5, 2024 to presentfactForm ADV
→ DIVERGENT WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 4, 2022 to Oct 15, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:645fb798-ec6f-a860-d209-309d5b76c093
First observed: Feb 4, 2022
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RANDY WAYNE TAYLOR

Advisor at WEALTHSPIRE RETIREMENT ADVISORY

ALISO VIEJO, CA | South Jordan, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:645fb798-ec6f-a860-d209-309d5b76c093

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:29 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WEALTHSPIRE RETIREMENT ADVISORY

Institutional manager

Dec 5, 2024

n/a

yes

ALISO VIEJO, CA|South Jordan, UT

Current employment

DIVERGENT WEALTH ADVISORS, LLC

Former SEC adviser

Feb 4, 2022

Oct 15, 2024

SOUTH JORDAN, UT

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

DIVERGENT WEALTH ADVISORS, LLC

WEALTHSPIRE RETIREMENT ADVISORY

Oct 15, 2024

Dec 5, 2024

Channel change

Other