DFX Intelligence

D•••••• A••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

D•••••• A••••• M•••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Greenville, SC

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Search this name across graphsid dfx:ria:646464ac-fbe8-3aeb-c00c-c649751484fc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 17, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 29, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Sep 12, 2023	n/a	yes	Greenville, SC	Current employment
O•••••••••	Institutional manager	Feb 6, 2017	Oct 31, 2023	no	Greenville, SC\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Oct 31, 2023	Sep 12, 2023	-49	Firm change after gap	Other
A••••••• N••••••• A•••••••	O•••••••••	Mar 17, 2017	Feb 6, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
106766:134139:KS:2023-10-31	Oct 31, 2023	Sep 12, 2023	OVERLAND PARK, KS	Firm change after gap
141129:106766:OH:2017-03-17	Mar 17, 2017	Feb 6, 2017	CLEVELAND, OH	Firm change after gap

Relationships

Registered with (6)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 12, 2023 to presentfactForm ADV
→ O•••••••••Registered adviserregistration: previous registration
Feb 6, 2017 to Oct 31, 2023factForm ADV
→ A••••••• N••••••• A•••••••Registered adviserregistration: previous registration
Sep 9, 2014 to Mar 17, 2017factForm ADV
→ F•••••••• T••••••• I•••

Dated events

Occurred
Oct 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:646464ac-fbe8-3aeb-c00c-c649751484fc
First observed: Jul 17, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.