RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• A••••• M•••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Sep 12, 2023 · Greenville, Sc
- O••••••••• institutionalFeb 6, 2017 to Oct 31, 2023 · Greenville, Sc
- A••••••• N••••••• A••••••• formerSep 9, 2014 to Mar 17, 2017 · Greenville, Sc
- F•••••••• T••••••• I••• formerNov 21, 2012 to Aug 1, 2014 · San Rafael, Ca
- O•••• F•• I••• formerNov 12, 2009 to Dec 11, 2012 · Greenville, Sc
- O•••• F•• I••• formerJul 17, 2008 to Nov 12, 2009 · Jacksonville, Fl
- O••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 31, 2023, registered Sep 12, 2023 (-49 days) · Other · moved with a team
- A••••••• N••••••• A••••••• to O•••••••••left Mar 17, 2017, registered Feb 6, 2017 (-39 days) · Other · moved with a team
- F•••••••• T••••••• I••• to A••••••• N••••••• A•••••••left Aug 1, 2014, registered Sep 9, 2014 (39 days) · Other
- O•••• F•• I••• to F•••••••• T••••••• I•••left Dec 11, 2012, registered Nov 21, 2012 (-20 days) · Other
- O•••• F•• I••• to O•••• F•• I•••left Nov 12, 2009, registered Nov 12, 2009 (0 days) · Other
- D•••••• A••••• M••••••• left Onedigital for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2023-09-12)Oct 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address