DFX Intelligence

C••••• G•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

C••••• G•••••• M••••

Advisor at S••••••• W••••• M••••••••• L••

Brooklyn, NY | PURC••••, NY

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Search this name across graphsid dfx:ria:646d3322-ef7e-f5b4-1039-31de336eb992

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 1, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 27, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• W••••• M••••••••• L••	Independent wealth	Sep 3, 2021	n/a	yes	PURC••••, NY\|Brooklyn, NY	Current employment
W•••• F•••• A•••••••	Wirehouse	May 7, 2010	Apr 22, 2015	no	MANHATTAN, NY\|BROOKLYN, NY\|BROOKLYN, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	S••••••• W••••• M••••••••• L••	Apr 22, 2015	Sep 3, 2021	2,326	Firm change after gap	Wirehouse to RIA
C•••• I••••••••• S••••••• C••••	W•••• F•••• A•••••••	May 10, 2010	May 7, 2010

Relationships

Registered with (3)

→ S••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 3, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 7, 2010 to Apr 22, 2015factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
May 1, 2008 to May 10, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:646d3322-ef7e-f5b4-1039-31de336eb992
First observed: May 1, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.