DFX Intelligence

M••• A•••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

M••• A•••• P••••••

Advisor at S•• W••••• A•••••••• L••

Vero Beach, FL | PARSIPPANY, NJ

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Search this name across graphsid dfx:ria:646fd850-cfd9-9e58-451e-9d28a0a77711

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 28, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 21, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• W••••• A•••••••• L••	Independent wealth	Apr 10, 2026	n/a	yes	Vero Beach, FL\|PARSIPPANY, NJ	Current employment
P•••••• F•••••••• G••••• L••	n/a	May 16, 2019	Jul 10, 2026	no	VERO BEACH, FL\|Vero Beach, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• F•••••••• G••••• L••	S•• W••••• A•••••••• L••	Jul 10, 2026	Apr 10, 2026	-91	Firm change after gap	Other
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	P•••••• F•••••••• G••••• L••	Jul 11, 2019	May 16, 2019

Relationships

Registered with (6)

→ S•• W••••• A•••••••• L••Registered adviserregistration: current employment
Apr 10, 2026 to presentfactForm ADV
→ P•••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
May 16, 2019 to Jul 10, 2026factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Nov 24, 2009 to Jul 11, 2019factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviser

Dated events

Occurred
Jul 10, 2026
Advisor changed firm
M••• A•••• P•••••• left P•••••• F•••••••• G••••• L•• for S•• W••••• A•••••••• L•• (registered 2026-04-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:646fd850-cfd9-9e58-451e-9d28a0a77711
First observed: Aug 28, 1998
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.