DFX Intelligence

J•••••• W•••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

J•••••• W•••••• H••••

Advisor at B••••• P••••• A•••••••• L••

Greensboro, NC | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:647c0887-b937-3a69-461f-a1a4981b2413

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 4, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	May 19, 2021	n/a	yes	NEWPORT BEACH, CA\|Greensboro, NC	Current employment
D•• W••••• A•••••••• L••	Former SEC adviser	Jun 28, 2019	May 10, 2021	no	GREENSBORO, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•• W••••• A•••••••• L••	B••••• P••••• A•••••••• L••	May 10, 2021	May 19, 2021	9	Firm change	RIA to RIA
C•••••••• F•••••••• G•••• A•••••••	D•• W••••• A•••••••• L••	Jun 28, 2019	Jun 28, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
301042:119290:NC:2021-05-10	May 10, 2021	May 19, 2021	GREENSBORO, NC	Firm change
15708:301042:NC:2019-06-03	Jun 28, 2019	Jun 28, 2019	GREENSBORO, NC	Firm change

Relationships

Registered with (4)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
May 19, 2021 to presentfactForm ADV
→ D•• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 28, 2019 to May 10, 2021factForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Feb 24, 2009 to Jun 28, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:647c0887-b937-3a69-461f-a1a4981b2413
First observed: Sep 4, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.