DFX Intelligence

S•••• S••••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

S•••• S••••• P•••

Advisor at A•••• F•••••••• I••

CALABASAS, CA

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Search this name across graphsid dfx:ria:64918b4b-a6c3-4ac8-a906-604411908584

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 26, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• F•••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 24, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• F•••••••• I••	Independent wealth	Nov 19, 2024	n/a	yes	CALABASAS, CA	Current employment
A•••• F•••••••• I••	Independent wealth	Jun 8, 2022	Jan 6, 2024	no	CALABASAS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• C••	A•••• F•••••••• I••	Jun 30, 2022	Jun 8, 2022	-22	Firm change	RIA to new firm
R•• C•••••• M••••••• L••	M•• C••	Jun 24, 2021	Jun 15, 2021

Relationships

Registered with (6)

→ A•••• F•••••••• I••Registered adviserregistration: previous registration
Jun 8, 2022 to Jan 6, 2024factForm ADV
→ M•• C••Registered adviserregistration: previous registration
Jun 15, 2021 to Jun 30, 2022factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Nov 10, 2016 to Jun 24, 2021factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jun 30, 2022
Advisor changed firm
S•••• S••••• P••• left M•• C•• for A•••• F•••••••• I•• (registered 2022-06-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64918b4b-a6c3-4ac8-a906-604411908584
First observed: Sep 26, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.