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CRD 318371
CALABASAS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MICHAEL ABDUL SALAM | n/a | CALABASAS, CA | Los Angeles, CA | 3 | 10 | 1 | no |
| SHAWN SHYAMA PATT | n/a | CALABASAS, CA | 1 | 24 | 6 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| PATT, SHAWN, SHYAMA | CEO, CCO | E | yes | 01/2022 | Mar 7, 2022 | Aug 14, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 6, 2026 | $371M | $340M | 3 | 2 | 1 | 3 | n/a |
| 2024 | Feb 3, 2025 | $319M | $290M | 3 | 2 | 1 | n/a | n/a |
| 2023 | Feb 7, 2024 | $279M | $250M | 3 | 2 | 1 | n/a | n/a |
| 2022 | Feb 15, 2023 | $173M | $173M | 3 | 3 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $371M | $319M | 16.4% | $173M | 28.9% | 3 | 3 | 1 | 1 |