DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••• A•••• M••••••••• L••
Miamisburg, OH | VANCOUVER, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• A•••• M••••••••• L•• | Independent wealth | May 30, 2023 | n/a | yes | VANCOUVER, WA|Miamisburg, OH | Current employment |
| V••••• C•••••• M••••••••• I•• | Independent wealth | Mar 30, 2016 | Apr 29, 2016 | no | PORTLAND, OR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••••• C•••••• M••••••••• I•• | S•••••• A•••• M••••••••• L•• | Apr 29, 2016 | May 30, 2023 | 2,587 | Firm change after gap | Other |
| R•••• C•••••• L•• | V••••• C•••••• M••••••••• I•• | Jun 30, 2010 | Mar 30, 2016 |
| R•••• C•••••• L•• | n/a | Apr 1, 2004 | Jun 30, 2010 | no | SEATTLE, WA | Previous registration |
| C••••• C•••••• M••••••••• I•• | n/a | Nov 20, 2002 | Oct 29, 2003 | no | FAIRVIEW VILLAGE, PA | Previous registration |
| 2,100 |
| Firm change after gap |
| Other |
| C••••• C•••••• M••••••••• I•• | R•••• C•••••• L•• | Oct 29, 2003 | Apr 1, 2004 | 155 | Firm change | Other |