This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT ADVISERS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 1998earliest registration or exam on IAPD

Years in industry

28derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Apr 30, 2013

First registration

May 6, 2013

Dual registered

yes, broker-dealer

Other names

BETSY JUNE STROUSE

IAPD individual key

5837675

• Occurred

  Jul 30, 2025
  Advisor changed firm

  Betsy J Guffey left Capital Analysts for Cetera Investment Advisers Llc (registered 2025-07-31)

  Form ADVobserved 6 days ago
• Occurred

  Jul 30, 2025
  Advisor changed firm

  Betsy J Guffey left Lincoln Investment for Capital Analysts (registered 2016-11-15)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:64a28e3e-dd2f-24d3-1bdb-f03b25233d8d

First observed

May 6, 2013

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.