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CRD 107347
WASHINGTON, DC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RYAN MAUGHAN FLEMING | Certified Financial Planner | WASHINGTON, DC | 23 | 23 | n/a | yes |
| MARY LOUISE MOORE | Certified Financial Planner | WASHINGTON, DC | Chevy Chase, MD | 23 | 24 | 1 | yes |
| CHRISTOPHER JAMES RIVERS | Certified Financial Planner | WASHINGTON, DC | 18 | 21 | n/a | yes |
| CARL LEONARD HOLUBOWICH | Certified Financial Planner | WASHINGTON, DC | 12 | 21 | n/a | yes |
| MITCHELL K STROBEL | Certified Financial Planner | Washington, DC | 7 | 16 | n/a | yes |
| Sumedha Malhotra | Certified Financial Planner | WASHINGTON, DC | 6 | 13 | 4 | yes |
| JOHN KURT WITTELSBERGER | Certified Financial Planner | Washington, DC | 5 | 12 | n/a | yes |
| Elizabeth Donahue Schleifer | Certified Financial Planner | WASHINGTON, DC | 3 | 14 | n/a | yes |
| Joshua Andrew Kaplan | Certified Financial Planner | WASHINGTON, DC | 2 | 10 | n/a | yes |
| Zachary Abraham Kaufman | Certified Financial Planner | WASHINGTON, DC | 0 | 10 | n/a | yes |
| Lucas Campbell | Certified Financial Planner | WASHINGTON, DC | 0 | 14 | n/a | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FLEMING, RYAN, MAUGHAN | President | C | yes | 03/2012 | Jun 25, 2026 | Jun 25, 2026 |
| HOLUBOWICH, CARL, LEONARD | VICE PRESIDENT | B | yes | 03/2014 | Jun 25, 2026 | Jun 25, 2026 |
| MOORE, MARY, LOUISE | Treasurer | C | yes | 05/2003 | Jun 25, 2026 | Jun 25, 2026 |
| RIVERS, CHRISTOPHER, JAMES | Secretary | B | yes | 03/2012 | Jun 25, 2026 | Jun 25, 2026 |
| ARMSTRONG, ALEXANDRA | CHAIRMAN EMERITUS | Na | no | 04/1991 | Jun 25, 2026 | Jun 25, 2026 |
| FLEMING, ELIZABETH, VILLACORTA | CHIEF COMPLIANCE OFFICER | Na | no | 12/2004 | Jun 25, 2026 | Jun 25, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $1.3B | $1.3B | 27 | 17 | 0 | n/a | n/a |
| 2024 | Mar 28, 2025 | $1.1B | $1.1B | 24 | 15 | 0 | n/a | n/a |
| 2023 | Mar 26, 2024 | $1.0B | $142M | 20 | 16 | 0 | n/a | n/a |
| 2022 | Mar 28, 2023 | $877M | $736M | 20 | 16 | 0 | n/a | n/a |
| 2021 | Mar 30, 2022 | $1.0B | $847M | 20 | 16 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $927M | $752M | 20 | 16 | 0 | n/a | n/a |
| 2019 | Mar 29, 2020 | $771M | $639M | 21 | 16 | 0 | n/a | n/a |
| 2018 | Mar 25, 2019 | $627M | $511M | 20 | 15 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | $674M | $535M | 21 | 12 | 0 | n/a | n/a |
| 2016 | Feb 23, 2017 | $505M | $387M | 20 | 12 | n/a | n/a | n/a |
| 2015 | Mar 14, 2016 | $393M | $103M | 20 | 12 | n/a | n/a | n/a |
| 2014 | Feb 13, 2015 | $483M | $318M | 20 | 12 | n/a | n/a | n/a |
| 2013 | Apr 22, 2014 | $453M | $273M | 18 | 13 | n/a | n/a | n/a |
| 2012 | Mar 25, 2013 | $284M | $191M | 18 | 13 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $325M | $165M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 9.1% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.3B | $1.1B | 13.9% | $877M | 13.2% | 27 | 24 | 0 | 0 |