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Reading the graph
Advisor at COMMONWEALTH FINANCIAL NETWORK
McLean, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Oct 1, 2012 | n/a | yes | McLean, VA | Current employment |
| ARMSTRONG, FLEMING & MOORE, INC. | Independent wealth | May 2, 2012 | Oct 2, 2012 | no | WASHINGTON, DC | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 16, 2002 | Apr 23, 2012 | no | VIENNA, VA|CENTREVILLE, VA|VIENNA, VA|CENTREVILLE, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARMSTRONG, FLEMING & MOORE, INC. | COMMONWEALTH FINANCIAL NETWORK | Oct 2, 2012 | Oct 1, 2012 | -1 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | ARMSTRONG, FLEMING & MOORE, INC. | Apr 23, 2012 | May 2, 2012 | 9 | Firm change | Other |