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Advisor at ORIENTAL FINANCIAL SERVICES LLC
SAN JUAN, PR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ORIENTAL FINANCIAL SERVICES LLC | Mixed wealth | Jun 2, 2022 | n/a | yes | SAN JUAN, PR | Current employment |
| VAUBAN WEALTH MANAGEMENT | Independent wealth | Nov 8, 2019 | May 31, 2022 | no | GUAYNABO, PR | Previous registration |
| BNC INTERNATIONAL ADVISORS INC. | n/a | Jan 30, 2018 | Jun 26, 2019 | no | SAN JUAN, PR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VAUBAN WEALTH MANAGEMENT | ORIENTAL FINANCIAL SERVICES LLC | May 31, 2022 | Jun 2, 2022 | 2 | Firm change | RIA to RIA |
| BNC INTERNATIONAL ADVISORS INC. | VAUBAN WEALTH MANAGEMENT | Jun 26, 2019 | Nov 8, 2019 | 135 | Firm change | Other |