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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

VAUBAN WEALTH MANAGEMENT

CRD 305222

GUAYNABO, PR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:64eb4786-cadf-4ad2-e2fe-04764bcd0ffa

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Oct 11, 2019 to Mar 30, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $181MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $27.4M
Private client RAUM: $177MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $90.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 59
Individual clients: 28
High net worth clients: 29
SEC number: 801-117622
CRD: 305222
Filings on the tape: 13
First filed: Oct 11, 2019
Latest filed: Mar 30, 2026
Organised: Corporation, PR

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Goel Andres Velazquez Rosa	n/a	GUAYNABO, PR	6	17	n/a	no
MANUEL MELENDEZ VAZQUEZ	n/a	GUAYNABO, PR	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Francois-Poncet, Hubert, Jean Andre	Shareholder	E	yes	06/2015	Oct 11, 2019	Mar 29, 2024
Francois-Poncet, Hubert, Jean Andre	Chairman	Na	yes	07/2019	Oct 11, 2019	Mar 29, 2024
LAPEROUSE LTD	Shareholder	E	yes	07/2019	Oct 11, 2019	Mar 29, 2024
Velazquez Rosa, Goel, Andres	MANAGER/ CFO/ CCO/ INVESTMENT ADVISOR REPRESENTATIVE	Na	yes	01/2020	Mar 7, 2020	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
VAUBAN INTERNATIONAL BANK, CORPORATION	n/a	n/a	n/a	N	yes	Pr

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 30, 2026	$181M	$27.4M	2	1	n/a	n/a
2024	Mar 30, 2025	$149M	$17.6M	2	1	n/a	n/a
2023	Mar 29, 2024	$146M	$17.8M	2	1	n/a	n/a
2022	Apr 3, 2023	$131M	$16.2M	2	1	n/a	n/a
2021	Mar 31, 2022	$164M	$19.9M	2	1	n/a	n/a
2020	Mar 29, 2021	$161M	$20.8M	2	1	n/a	n/a
2019	Mar 31, 2020	$149M	$24.4M	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$181M	$149M	21.9%	$131M	11.4%	2	2	0	0

Relationships

Registered with (3)

← MANUEL MELENDEZ VAZQUEZAdvisorregistration: current employment
Dec 12, 2025 to presentfactForm ADV
← Goel Andres Velazquez RosaAdvisorregistration: current employment
Nov 15, 2019 to presentfactForm ADV
← MARIELA TORRESAdvisorregistration: previous registration
Nov 8, 2019 to May 31, 2022factForm ADV

Controls (3)

← Francois-Poncet, Hubert, Jean AndreOwnerSHAREHOLDER, ownership code E, individual
Oct 11, 2019 to Mar 29, 2024factForm ADV
← Velazquez Rosa, Goel, AndresOwnerMANAGER/ CFO/ CCO/ INVESTMENT ADVISOR REPRESENTATIVE, ownership code NA, individual
Mar 7, 2020 to Mar 29, 2024factForm ADV
← LAPEROUSE LTDOwnerSHAREHOLDER, ownership code E, foreign entity
Oct 11, 2019 to Mar 29, 2024factForm ADV

Dated events

Occurred
May 31, 2022
Advisor changed firm
Mariela Torres left Vauban Wealth Management for Oriental Financial Services Llc (registered 2022-06-02)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Control person left
Mariela Torres (Cco) no longer on Schedule A of Vauban Wealth Management (listed 2021-03-29, absent 2022-03-31)
Form ADVobserved 5 days ago
Occurred
Mar 7, 2020
Control person joined
Andres Goel Velazquez Rosa (Investment Advisor Representative/Cfo) appeared on Schedule A of Vauban Wealth Management
Form ADVobserved 5 days ago
Occurred
Oct 11, 2019
First Form ADV filing
Vauban Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64eb4786-cadf-4ad2-e2fe-04764bcd0ffa
First observed: Oct 11, 2019
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VAUBAN WEALTH MANAGEMENT

CRD 305222

GUAYNABO, PR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:64eb4786-cadf-4ad2-e2fe-04764bcd0ffa

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:52 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Goel Andres Velazquez Rosa

n/a

GUAYNABO, PR

n/a

MANUEL MELENDEZ VAZQUEZ

n/a

GUAYNABO, PR

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Francois-Poncet, Hubert, Jean Andre

Shareholder

yes

06/2015

Oct 11, 2019

Mar 29, 2024

Francois-Poncet, Hubert, Jean Andre

Chairman

yes

07/2019

Oct 11, 2019

Mar 29, 2024

LAPEROUSE LTD

Shareholder

yes

07/2019

Oct 11, 2019

Mar 29, 2024

Velazquez Rosa, Goel, Andres

MANAGER/ CFO/ CCO/ INVESTMENT ADVISOR REPRESENTATIVE

yes

01/2020

Mar 7, 2020

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

VAUBAN INTERNATIONAL BANK, CORPORATION

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$181M

$27.4M

n/a

2024

Mar 30, 2025

$149M

$17.6M

n/a

2023

Mar 29, 2024

$146M

$17.8M

n/a

2022

Apr 3, 2023

$131M

$16.2M

n/a

2021

Mar 31, 2022

$164M

$19.9M

n/a

2020

Mar 29, 2021

$161M

$20.8M

n/a

2019

Mar 31, 2020

$149M

$24.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$181M

$149M

21.9%

$131M

11.4%