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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Saint Louis, MO | Saint Louise, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Oct 22, 2020 | n/a | yes | Saint Louise, MO|Saint Louis, MO | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 15, 2015 | Oct 21, 2020 | no | ST LOUIS, MO | Previous registration |
| EVERBANK WEALTH MANAGEMENT | Former SEC adviser | Nov 22, 2010 | Jun 12, 2015 | no | ST. LOUIS, MO|JACKSONVILLE, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 6, 2006 | May 30, 2007 | no | CLAYTON, MO|CLAYTON, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 21, 2020 | Oct 22, 2020 | 1 | Firm change | Ibd to ibd |
| EVERBANK WEALTH MANAGEMENT | RAYMOND JAMES & ASSOCIATES, INC. | Jun 12, 2015 | May 15, 2015 | -28 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EVERBANK WEALTH MANAGEMENT | May 30, 2007 | Nov 22, 2010 | 1,272 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:149018:MO:2020-10-21 | Oct 21, 2020 | Oct 22, 2020 | ST LOUIS, MO | Firm change |