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Advisor at FIRST LIGHT WEALTH ADVISORS, LLC
LITTLE FALLS, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST LIGHT WEALTH ADVISORS, LLC | Independent wealth | May 21, 2018 | n/a | yes | LITTLE FALLS, NJ | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 2, 2012 | May 17, 2018 | no | Conshohocken, PA|LITTLE FALLS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | FIRST LIGHT WEALTH ADVISORS, LLC | May 17, 2018 | May 21, 2018 | 4 | Firm change | Ibd to RIA |