DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

MATTHEW H STAPLES

Advisor at CITIZENS SECURITIES, INC.

SALEM, NH | Woburn, MA | WINDHAM, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:64bec6d2-f3f3-e843-604e-1e5d52382778

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIZENS SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Dec 19, 2012
First registration: Jan 3, 2013
Dual registered: yes, broker-dealer
Other names: MATTHEW STAPLES
IAPD individual key: 6055604

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Jan 22, 2015	n/a	yes	Woburn, MA\|WINDHAM, NH\|SALEM, NH	Current employment
OSAIC FS, INC.	Former SEC adviser	Jan 3, 2013	Jul 21, 2014	no	CONCORD, NH\|HARTFORD, CT\|CONCORD, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FS, INC.	CITIZENS SECURITIES, INC.	Jul 21, 2014	Jan 22, 2015	185	Firm change	Other

Relationships

Registered with (2)

→ CITIZENS SECURITIES, INC.Registered adviserregistration: current employment
Jan 22, 2015 to presentfactForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Jan 3, 2013 to Jul 21, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64bec6d2-f3f3-e843-604e-1e5d52382778
First observed: Jan 3, 2013
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MATTHEW H STAPLES

Advisor at CITIZENS SECURITIES, INC.

SALEM, NH | Woburn, MA | WINDHAM, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:64bec6d2-f3f3-e843-604e-1e5d52382778

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CITIZENS SECURITIES, INC.

Bd affiliated wealth

Jan 22, 2015

n/a

yes

Woburn, MA|WINDHAM, NH|SALEM, NH

Current employment

OSAIC FS, INC.

Former SEC adviser

Jan 3, 2013

Jul 21, 2014

CONCORD, NH|HARTFORD, CT|CONCORD, NH

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

OSAIC FS, INC.

CITIZENS SECURITIES, INC.

Jul 21, 2014

Jan 22, 2015

185

Firm change

Other