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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

PARK + ELM INVESTMENT ADVISERS

PARK AND ELM INVESTMENT ADVISERS LLC, CRD 146233

CARMEL, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:64c9cc93-602d-8e73-a00d-4b8cd5ffb516

Data as of Feb 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 2, 2026 to Feb 2, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $88.2MItem 5.F on the latest filing (2026-02-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $88.2M
Private client RAUM: $85.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 560
Individual clients: 226
High net worth clients: 34
SEC number: 801-68791
CRD: 146233
Filings on the tape: 1
First filed: Feb 2, 2026
Latest filed: Feb 2, 2026
Organised: Limited Liability Company, IN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KARA BETH HIESER	n/a	CARMEL, IN	18	23	1	no
JASON E COMER	n/a	CARMEL, IN	16	16	n/a	no
Kevin Fisher Ward	n/a	CARMEL, IN	10	10	n/a	no

Relationships

Registered with (6)

← Kevin Fisher WardAdvisorregistration: current employment
Nov 12, 2015 to presentfactForm ADV
← JASON E COMERAdvisorregistration: current employment
Jun 15, 2010 to presentfactForm ADV
← KARA BETH HIESERAdvisorregistration: current employment
Feb 12, 2008 to presentfactForm ADV
← Michael Robert GrimmeAdvisorregistration: previous registration
Oct 30, 2019 to Sep 26, 2024factForm ADV
← DAVID STAUFFER WEBBAdvisorregistration: previous registration
Feb 12, 2008 to Mar 24, 2014factForm ADV
← JEFFREY FULLER MARTINAdvisorregistration: previous registration
Feb 12, 2008 to Apr 22, 2010factForm ADV

Dated events

Occurred
Sep 26, 2024
Advisor changed firm
Michael Robert Grimme left Park + Elm Investment Advisers for Scs (registered 2024-05-01)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64c9cc93-602d-8e73-a00d-4b8cd5ffb516
First observed: Feb 2, 2026
Last observed: Feb 2, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PARK + ELM INVESTMENT ADVISERS

PARK AND ELM INVESTMENT ADVISERS LLC, CRD 146233

CARMEL, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:64c9cc93-602d-8e73-a00d-4b8cd5ffb516

Data as of Feb 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KARA BETH HIESER

n/a

CARMEL, IN

JASON E COMER

n/a

CARMEL, IN

n/a

Kevin Fisher Ward

n/a

CARMEL, IN

n/a