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Reading the graph
Advisor at SCS
BELLEVUE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Scs | Independent wealth | May 1, 2024 | n/a | yes | BELLEVUE, WA | Current employment |
| PARK + ELM INVESTMENT ADVISERS | State registered | Oct 30, 2019 | Sep 26, 2024 | no | Snoqualmie Pass, WA|CARMEL, IN|SEATTLE, WA|CARMEL, IN | Previous registration |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Former SEC adviser | Mar 3, 2017 | Oct 14, 2019 | no | Bellevue, WA|OLYMPIA, WA|Issaquah, WA|Bellevue, WA|BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PARK + ELM INVESTMENT ADVISERS | Scs | Sep 26, 2024 | May 1, 2024 | -148 | Firm change after gap | Other |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | PARK + ELM INVESTMENT ADVISERS | Oct 14, 2019 | Oct 30, 2019 | 16 | Firm change | RIA to state RIA |