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CRD 156500
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| TONY HSU | n/a | Rancho Santa Fe, CA | Seattle, WA | Mercer Island, WA | 1 | 29 | 3 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ALETHEA FULCRUM FUND, LP | Venture Capital Fund | $41.4M | Mar 31, 2024 | 32 | May 6, 2019 | reported | 021-340167 |
| ALETHEA GLOBAL EQUITY FUND, LP | Hedge Fund | $11.2M | Jun 25, 2019 | 17 | Mar 4, 2014 | dropped | 021-220372 |
| ALETHEA BIOTECH FUND, LP | Venture Capital Fund | $7.6M | Mar 31, 2021 | 36 | Mar 4, 2014 | dropped | 021-211673 |
| ALETHEA MEDTECH FUND, LP | Venture Capital Fund | $5.4M | Mar 31, 2024 | 36 | Mar 30, 2018 | reported | 021-332897 |
| ALETHEA BIOTECH FUND II, LP | Venture Capital Fund | $0 | Dec 7, 2023 | 17 | Jan 26, 2017 | reported | 021-269141 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HSU, TONY | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | E | yes | 03/2011 | Dec 9, 2011 | Mar 31, 2024 |
| HSU, JENNIFER, LYNN | Member | B | no | 03/2011 | Dec 9, 2011 | Mar 31, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $303M | $303M | 4 | 1 | 0 | 2 | n/a |
| 2024 | Mar 28, 2025 | $196M | $196M | 4 | 1 | 0 | 2 | n/a |
| 2023 | Mar 31, 2024 | $168M | $168M | 4 | 1 | 0 | 2 | $46.8M |
| 2022 | Mar 31, 2023 | $202M | $202M | 4 | 1 | 1 | 3 | $58.9M |
| 2021 | Mar 31, 2022 | $228M | $228M | 4 | 1 | 1 | 3 | $48.0M |
| 2020 | Mar 31, 2021 | $269M | $269M | 6 | 1 | 2 | 4 | $40.7M |
| 2019 | Mar 31, 2020 | $300M | $300M | 6 | 1 | 1 | 4 | $28.6M |
| 2018 | Feb 26, 2019 | $156M | $156M | 4 | 1 | 1 | 4 | $50.2M |
| 2017 | Mar 30, 2018 | $158M | $158M | 5 | 2 | 0 | 3 | $19.8M |
| 2016 | Feb 27, 2017 | $136M | $136M | 5 | 2 | n/a | 3 | $34.9M |
| 2015 | Mar 18, 2016 | $148M | $148M | 6 | 3 | n/a | 2 | $23.7M |
| 2014 | Feb 25, 2015 | $175M | $175M | 6 | 4 | n/a | 2 | $31.3M |
| 2013 | Mar 4, 2014 | $155M | $155M | 8 | 5 | n/a | 2 | $2.3M |
| 2012 | Mar 1, 2013 | $90.9M | $90.5M | 3 | 2 | n/a | n/a | n/a |
| 2011 | Jan 19, 2012 | $104M | $104M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $303M | $196M | 54.4% | $202M | 14.3% | 4 | 4 | 0 | 0 |