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RIA / WealthAdvisor22 years in industry

CULLEN O'BRIEN ROCHE

Advisor at ORCAM FINANCIAL GROUP, LLC

ENCINITAS, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ORCAM FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 9, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 9, 2003
First registration: Mar 3, 2004
Dual registered: no
Other names: CULLEN O ROCHE
IAPD individual key: 4725152

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ORCAM FINANCIAL GROUP, LLC	Independent wealth	Sep 11, 2012	n/a	yes	ENCINITAS, CA	Current employment
ALETHEA CAPITAL MANAGEMENT, LLC	Independent wealth	Jun 8, 2012	Jun 15, 2012	no	MERCER ISLAND, WA	Previous registration
ORSUS INVESTMENTS, LLC	n/a	Apr 1, 2008	Aug 22, 2011	no	SAN DIEGO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 6, 2004	Sep 14, 2005	no	ALEXANDRIA, VA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 3, 2004	May 4, 2004	no	VIENNA, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALETHEA CAPITAL MANAGEMENT, LLC	ORCAM FINANCIAL GROUP, LLC	Jun 15, 2012	Sep 11, 2012	88	Firm change	Other
ORSUS INVESTMENTS, LLC	ALETHEA CAPITAL MANAGEMENT, LLC	Aug 22, 2011	Jun 8, 2012	291	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	ORSUS INVESTMENTS, LLC	Sep 14, 2005	Apr 1, 2008	930	Firm change after gap	Other
MML INVESTORS SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 4, 2004	May 6, 2004	2	Firm change	Other

Relationships

Registered with (5)

→ ORCAM FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Sep 11, 2012 to presentfactForm ADV
→ ALETHEA CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 8, 2012 to Jun 15, 2012factForm ADV
→ ORSUS INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 1, 2008 to Aug 22, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 6, 2004 to Sep 14, 2005factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 3, 2004 to May 4, 2004factForm ADV

Dated events

No dated event names this entity yet.