DFX Intelligence

E••• S• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

E••• S• B•••••••

Advisor at M•••••••• C••••••••• I•••

WHITNEY POINT, NY

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Search this name across graphsid dfx:ria:64d4aab4-96e1-6abb-f329-425db1c08bc1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••••• C••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 18, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••••• C••••••••• I•••	State registered	Aug 31, 2021	n/a	yes	WHITNEY POINT, NY	Current employment
C•••••• G•••• • C• I••	Former SEC adviser	Feb 7, 2014	May 2, 2017	no	Penfield, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	M•••••••• C••••••••• I•••	May 2, 2017	Aug 31, 2021	1,582	Firm change after gap	Other
H•••••• T••••••• • K•••• L••	C•••••• G•••• • C• I••	Feb 12, 2014	Feb 7, 2014

Relationships

Registered with (4)

→ M•••••••• C••••••••• I•••Registered adviserregistration: current employment
Aug 31, 2021 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Feb 7, 2014 to May 2, 2017factForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Mar 5, 2012 to Feb 12, 2014factForm ADV
→ H••• S••••••••• •••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64d4aab4-96e1-6abb-f329-425db1c08bc1
First observed: Jul 31, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.