RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• S• B•••••••
- M•••••••• C••••••••• I••• state registered currentsince Aug 31, 2021 · Whitney Point, Ny
- C•••••• G•••• • C• I•• formerFeb 7, 2014 to May 2, 2017 · Penfield, Ny
- H•••••• T••••••• • K•••• L•• independent RIAMar 5, 2012 to Feb 12, 2014 · Rochester, Ny
- H••• S••••••••• •••• I••• BD affiliatedJul 31, 2009 to Jul 25, 2011 · Rochester, Ny
- C•••••• G•••• • C• I•• to M•••••••• C••••••••• I•••left May 2, 2017, registered Aug 31, 2021 (1582 days) · Other
- H•••••• T••••••• • K•••• L•• to C•••••• G•••• • C• I••left Feb 12, 2014, registered Feb 7, 2014 (-5 days) · Other
- H••• S••••••••• •••• I••• to H•••••• T••••••• • K•••• L••left Jul 25, 2011, registered Mar 5, 2012 (224 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address