M••• S• S•••••

Advisor at M••••• S••••••

Alpharetta, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:64db4bde-bbba-db94-8cc7-dc504b7802ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 17, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Sep 5, 2023	n/a	yes	Alpharetta, GA	Current employment
E•••••• C•••••• M••••••••• L••	Former SEC adviser	Nov 23, 2021	Sep 5, 2023	no	ALPHARETTA, GA\|ARLINGTON, VA\|Alpharetta, GA\|Alpharetta, GA\|Alpharetta, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C•••••• M••••••••• L••	M••••• S••••••	Sep 5, 2023	Sep 5, 2023	0	Bulk transfer	RIA to wirehouse
S••••• C•••••• M••••••••• L••	E•••••• C•••••• M••••••••• L••	Dec 31, 2020	Nov 23, 2021

Relationships

Registered with (8)

→ M••••• S••••••Registered adviserregistration: current employment
Sep 5, 2023 to presentfactForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 23, 2021 to Sep 5, 2023factForm ADV
→ S••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 24, 2015 to Dec 31, 2020factForm ADV
→ R•••••• J•••• • A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64db4bde-bbba-db94-8cc7-dc504b7802ab
First observed: Jan 17, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.