DFX Intelligence

D••••• H•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

D••••• H•••• M•••••

Advisor at V••••••••• A••••••• S•••••••

WOODBURY, NY | Westport, CT

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Search this name across graphsid dfx:ria:64decef1-d8c8-4a1a-2061-0edc63e9d591

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 6, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 28, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••••• A••••••• S•••••••	Bd affiliated wealth	May 7, 2021	n/a	yes	WOODBURY, NY\|Westport, CT	Current employment
W••••••• C•••••• M••••••• L••	Former SEC adviser	Jan 6, 2021	Jun 9, 2021	no	W•••••••, CT\|W•••••••, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• C•••••• M••••••• L••	V••••••••• A••••••• S•••••••	Jun 9, 2021	May 7, 2021	-33	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
41562:116537:CT:2021-06-09	Jun 9, 2021	May 7, 2021	W•••••••, CT	Firm change after gap

Relationships

Registered with (2)

→ V••••••••• A••••••• S•••••••Registered adviserregistration: current employment
May 7, 2021 to presentfactForm ADV
→ W••••••• C•••••• M••••••• L••Registered adviserregistration: previous registration
Jan 6, 2021 to Jun 9, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64decef1-d8c8-4a1a-2061-0edc63e9d591
First observed: Jan 6, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.