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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

JANIE LYNN NELSON

Advisor at BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Tucson, AZ | ST. LOUIS, MO | Marana, AZ

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Search this name across graphsid dfx:ria:64ea963e-9c29-06ac-e0e1-c90cd8f2e937

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 31, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 31, 1997
First registration: Jan 23, 2001
Dual registered: yes, broker-dealer
Other names: JANIE L MCGARRY|JANIE LYNN VOITA|JANIE L NELSON|JANE L MCGARRY
IAPD individual key: 2146547

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED	Bd affiliated wealth	Oct 17, 2019	n/a	yes	Tucson, AZ\|ST. LOUIS, MO\|ST. LOUIS, MO\|Marana, AZ	Current employment
MORGAN STANLEY	Wirehouse	Apr 27, 2012	Oct 17, 2019	no	TUCSON, AZ\|Tucson, AZ\|TUCSON, AZ	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Sep 21, 2011	Feb 9, 2012	no	HOUSTON, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 21, 2005	Jun 16, 2010	no	SCOTTSDALE, AZ\|TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ\|FRESNO, CA\|FRESNO, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 23, 2001	Sep 20, 2005	no	FRESNO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	BENJAMIN F. EDWARDS & COMPANY, INCORPORATED	Oct 17, 2019	Oct 17, 2019	0	Firm change	Wirehouse to ibd
VALIC FINANCIAL ADVISORS, INC.	MORGAN STANLEY	Feb 9, 2012	Apr 27, 2012	78	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	VALIC FINANCIAL ADVISORS, INC.	Jun 16, 2010	Sep 21, 2011	462	Firm change after gap	Other
MORGAN STANLEY DW INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 20, 2005	Oct 21, 2005	31	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:146936:AZ:2019-10-16	Oct 17, 2019	Oct 17, 2019	TUCSON, AZ	Firm change

Relationships

Registered with (5)

→ BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Oct 17, 2019 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 27, 2012 to Oct 17, 2019factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 21, 2011 to Feb 9, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 21, 2005 to Jun 16, 2010factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jan 23, 2001 to Sep 20, 2005factForm ADV

Dated events

No dated event names this entity yet.