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Advisor at EDELMAN FINANCIAL ENGINES
LYNNWOOD, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | Independent wealth | Apr 13, 2022 | n/a | yes | LYNNWOOD, WA | Current employment |
| VIRIDIAN RIA, LLC | Former SEC adviser | Oct 23, 2014 | Apr 12, 2022 | no | BOTHELL, WA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 23, 2009 | Oct 29, 2015 | no | EVERETT, WA|SEATTLE, WA|SAN DIEGO, CA|BOTHELL, WA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 9, 2001 | Feb 11, 2009 | no | SEATTLE, WA|SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VIRIDIAN RIA, LLC | EDELMAN FINANCIAL ENGINES | Apr 12, 2022 | Apr 13, 2022 | 1 | Firm change | RIA to RIA |
| LPL FINANCIAL LLC | VIRIDIAN RIA, LLC | Oct 29, 2015 | Oct 23, 2014 | -371 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | LPL FINANCIAL LLC | Feb 11, 2009 | Jan 23, 2009 | -19 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:171332:WA:2015-10-29 | Oct 29, 2015 | Oct 23, 2014 | BOTHELL, WA | Firm change after gap |