RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• D••••• D••••••••
- E•••••• F•••••••• E•••••• independent RIA currentsince Apr 13, 2022 · Lynnwood, Wa
- V••••••• R••• L•• formerOct 23, 2014 to Apr 12, 2022 · Bothell, Wa
- L•• F•••••••• L•• BD affiliatedJan 23, 2009 to Oct 29, 2015 · Everett, Wa
- U•• F•••••••• S••••••• I••• wirehouseApr 9, 2001 to Feb 11, 2009 · Seattle, Wa
- V••••••• R••• L•• to E•••••• F•••••••• E••••••left Apr 12, 2022, registered Apr 13, 2022 (1 days) · RIA to RIA
- L•• F•••••••• L•• to V••••••• R••• L••left Oct 29, 2015, registered Oct 23, 2014 (-371 days) · Other · moved with a team
- U•• F•••••••• S••••••• I••• to L•• F•••••••• L••left Feb 11, 2009, registered Jan 23, 2009 (-19 days) · Other
- M••••• D••••• D•••••••• left V••••••• R••• L•• for E•••••• F•••••••• E•••••• (registered 2022-04-13)Apr 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address