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CRD 134045
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DAVID WARREN DONAHUE | n/a | BOSTON, MA | 21 | 32 | 1 | yes |
| DAVID WARREN DONAHUE | n/a | BOSTON, MA | 21 | 36 | 1 | yes |
| THOMAS EDWARD POWERS | n/a | BOSTON, MA | 16 | 35 | n/a | yes |
| KATHERINE ROSE KELLIHER | n/a | BOSTON, MA | 10 | 25 | 1 | yes |
| Scot B Wilks | Certified Financial Planner | BOSTON, MA | 1 | 16 | 3 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DONAHUE, DAVID, WARREN | Member | E | yes | 01/2005 | Feb 27, 2012 | Sep 27, 2024 |
| KELLIHER, KATHERINE, ROSE | CHIEF COMPLIANCE OFFICER | Na | yes | 08/2018 | Sep 27, 2018 | Sep 27, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MOORS & CABOT, INC. | n/a | Bd affiliated wealth | $3.4B | N | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Sep 27, 2024 | $666M | $666M | 3 | 3 | 0 | n/a | n/a |
| 2023 | Sep 28, 2023 | $540M | $540M | 3 | 3 | 0 | n/a | n/a |
| 2022 | Sep 27, 2022 | $465M | $465M | 3 | 3 | 0 | n/a | n/a |
| 2021 | Sep 30, 2021 | $491M | $491M | 3 | 2 | 0 | n/a | n/a |
| 2020 | Sep 29, 2020 | $343M | $343M | 3 | 2 | 0 | n/a | n/a |
| 2019 | Sep 24, 2019 | $302M | $302M | 4 | 2 | 1 | n/a | n/a |
| 2018 | Sep 27, 2018 | $263M | $263M | 4 | 2 | 1 | n/a | n/a |
| 2017 | Sep 28, 2017 | $217M | $217M | 4 | 3 | n/a | n/a | n/a |
| 2016 | Sep 27, 2016 | $193M | $193M | 4 | 3 | n/a | n/a | n/a |
| 2015 | Sep 23, 2015 | $190M | $190M | 4 | 3 | n/a | n/a | n/a |
| 2014 | Sep 24, 2014 | $184M | $184M | 4 | 3 | n/a | n/a | n/a |
| 2013 | Sep 24, 2013 | $160M | $160M | 3 | 3 | n/a | n/a | n/a |
| 2012 | Sep 12, 2012 | $131M | $131M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $803M | $540M | 48.7% | $491M | 17.8% | 4 | 3 | 0 | 0 |