DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V•••••• I••••••••• A•••••••
STUART, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V•••••• I••••••••• A••••••• | Independent wealth | Jan 9, 2025 | n/a | yes | STUART, FL | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 2, 2015 | Sep 30, 2023 | no | STUART, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | V•••••• I••••••••• A••••••• | Sep 30, 2023 | Jan 9, 2025 | 467 | Firm change after gap | Wirehouse to RIA |
| R•••••• J•••• • A••••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Sep 24, 2015 |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Oct 10, 2014 | Sep 24, 2015 | no | ST. PETERSBURG, FL | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 24, 2011 | Oct 3, 2014 | no | TAMPA, FL|STUART, FL|LUTZ, FL|TAMPA, FL | Previous registration |
| 8 |
| Firm change |
| Ibd to wirehouse |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | R•••••• J•••• • A••••••••• I••• | Oct 3, 2014 | Oct 10, 2014 | 7 | Firm change | Wirehouse to ibd |