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J•••• D••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J•••• D••••••• M•••••

Advisor at A•••••• I••••••••• C••••••••• I•••

El Paso, TX | Coral Gables, FL | CORAL GABLES, FL

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Search this name across graphsid dfx:ria:64f822ac-3548-5761-a896-bfc66728120d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 12, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• I••••••••• C••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• S••••••••• I•••	Mixed wealth	Feb 2, 2018	n/a	yes	Coral Gables, FL\|El Paso, TX	Current employment
A•••••• I••••••••• C••••••••• I•••	Independent wealth	Nov 4, 2015	n/a	yes	CORAL GABLES, FL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• A•••• M••••••••• L••	A•••••• I••••••••• C••••••••• I•••	Jun 19, 2019	Nov 4, 2015	-1,323	Firm change after gap	RIA to RIA
W•••••• I••••••••• S•••••••••	L••••• A•••• M••••••••• L••	Dec 31, 2012

Relationships

Registered with (4)

→ I•••••• S••••••••• I•••Registered adviserregistration: current employment
Feb 2, 2018 to presentfactForm ADV
→ A•••••• I••••••••• C••••••••• I•••Registered adviserregistration: current employment
Nov 4, 2015 to presentfactForm ADV
→ L••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Sep 27, 2010 to Jun 19, 2019factForm ADV
→ W•••••• I••••••••• S•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:64f822ac-3548-5761-a896-bfc66728120d
First observed: Aug 12, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.