DFX Intelligence

D••••• K••••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

D••••• K••••• Y••••

Advisor at J••••• M••••••••• S•••• L••

Miami, FL

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Search this name across graphsid dfx:ria:65003f98-c1f2-7ea5-0f93-9135917abe12

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 8, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••••• M••••••••• S•••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 5, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Oct 30, 2020	n/a	yes	Miami, FL	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Aug 18, 2015	Nov 5, 2020	no	Coral Gables, FL\|TAMPA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	J••••• M••••••••• S•••• L••	Nov 5, 2020	Oct 30, 2020	-6	Firm change	Ibd to ibd
J•• C•••••• A•••••••• L••	A••••••••• F•••••••• S•••••••• L••	Aug 17, 2015	Aug 18, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:463:FL:2020-11-03	Nov 5, 2020	Oct 30, 2020	TAMPA, FL	Firm change
112097:6363:FL:2015-08-14	Aug 17, 2015	Aug 18, 2015	TAMPA, FL	Firm change

Relationships

Registered with (4)

→ J••••• M••••••••• S•••• L••Registered adviserregistration: current employment
Oct 30, 2020 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 18, 2015 to Nov 5, 2020factForm ADV
→ J•• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 13, 2011 to Aug 17, 2015factForm ADV
→ Y••••• S•••••• A•• C••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65003f98-c1f2-7ea5-0f93-9135917abe12
First observed: Sep 8, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.