DFX Intelligence

Data Factory

C••••• A• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner19 years in industry

C••••• A• K••••••

Advisor at V•••••• P•••• F••••••••• L••

LISLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:650a7c4e-6394-ced3-a6ad-5daffeda1ac4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 28, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••• P•••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 16, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••• P•••• F••••••••• L••	Independent wealth	Mar 23, 2026	n/a	yes	LISLE, IL\|LISLE, IL	Current employment
C•• A•••••••• L••	Independent wealth	Dec 6, 2022	May 29, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•• A•••••••• L••	V•••••• P•••• F••••••••• L••	May 29, 2026	Mar 23, 2026	-67	Firm change after gap	RIA to RIA
G•••••• F••••••• F•••••••• P••••••• L••	C•• A•••••••• L••	Dec 31, 2022

Relationships

Registered with (3)

→ V•••••• P•••• F••••••••• L••Registered adviserregistration: current employment
Mar 23, 2026 to presentfactForm ADV
→ C•• A•••••••• L••Registered adviserregistration: previous registration
Dec 6, 2022 to May 29, 2026factForm ADV
→ G•••••• F••••••• F•••••••• P••••••• L••Registered adviserregistration: previous registration
Jun 28, 2007 to Dec 31, 2022factForm ADV

Dated events

Occurred
May 29, 2026
Advisor changed firm
C••••• A• K•••••• left C•• A•••••••• L•• for V•••••• P•••• F••••••••• L•• (registered 2026-03-23)
Form ADVobserved 7 days ago
Occurred
Dec 31, 2022
Advisor changed firm
C••••• A• K•••••• left G•••••• F••••••• F•••••••• P••••••• L•• for C•• A•••••••• L•• (registered 2022-12-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:650a7c4e-6394-ced3-a6ad-5daffeda1ac4
First observed: Jun 28, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.