DFX Intelligence

C••••••••• A••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

C••••••••• A••• W•••••••

Advisor at C••••••••• F•••••••• N••••••

••• Locked

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Search this name across graphsid dfx:ria:650a9070-d13c-d3b4-fd87-48d72c0cca7d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Feb 28, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Oct 14, 2016	n/a	yes	Bethesda, MD\|McLean, VA\|Annandale, VA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 25, 2011	Oct 31, 2016	no	RICHMOND, VA\|ANNANDALE, VA\|ROCKVILLE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C••••••••• F•••••••• N••••••	Oct 31, 2016	Oct 14, 2016	-17	Firm change	Other
W•••• F•••• A•••••••	L•• F•••••••• L••	Aug 29, 2011	Aug 25, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:8032:MD:2016-10-31	Oct 31, 2016	Oct 14, 2016	ROCKVILLE, MD	Firm change

Relationships

Registered with (5)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Oct 14, 2016 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 25, 2011 to Oct 31, 2016factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Nov 17, 2008 to Aug 29, 2011factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:650a9070-d13c-d3b4-fd87-48d72c0cca7d
First observed: Mar 12, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.