C••••••••• A••• W•••••••

• C••••••••• F•••••••• N•••••• national BD current
  since Oct 14, 2016 · Bethesda, Md
• L•• F•••••••• L•• BD affiliated
  Aug 25, 2011 to Oct 31, 2016 · Richmond, Va
• W•••• F•••• A••••••• wirehouse
  Nov 17, 2008 to Aug 29, 2011 · Arlington, Va
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Jan 7, 2005 to Nov 18, 2008 · Mclean, Va
• S••••••• I••••••••• S•••••••• I••• former
  Mar 12, 2004 to Jan 13, 2005 · Vienna, Va

• L•• F•••••••• L•• to C••••••••• F•••••••• N••••••
  left Oct 31, 2016, registered Oct 14, 2016 (-17 days) · Other · moved with a team
• W•••• F•••• A••••••• to L•• F•••••••• L••
  left Aug 29, 2011, registered Aug 25, 2011 (-4 days) · Other
• B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
  left Nov 18, 2008, registered Nov 17, 2008 (-1 days) · Other
• S••••••• I••••••••• S•••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
  left Jan 13, 2005, registered Jan 7, 2005 (-6 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address