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Reading the graph
Advisor at WELLS FARGO ADVISORS
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Dec 2, 2025 | n/a | yes | BOSTON, MA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 25, 2006 | Dec 11, 2025 | no | BOSTON, MA|ROCKLAND, MA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 25, 1999 | Aug 28, 2006 | no | HINGHAM, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Dec 11, 2025 | Dec 2, 2025 | -9 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Aug 28, 2006 | Aug 25, 2006 | -3 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:19616:MA:2025-12-11 | Dec 11, 2025 | Dec 2, 2025 | ROCKLAND, MA | Firm change |