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Advisor at WELLS FARGO ADVISORS
SAN JOSE, CA | MORGAN HILL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 21, 2023 | n/a | yes | MORGAN HILL, CA|SAN JOSE, CA | Current employment |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Former SEC adviser | May 19, 2016 | Jun 28, 2023 | no | SAN JOSE, CA|SAN JOSE, CA|SAN JOSE, CA|SAN JOSE, CA|SARATOGA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | WELLS FARGO ADVISORS | Jun 28, 2023 | Jun 21, 2023 | -7 | Firm change | Ibd to wirehouse |