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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

AM INVESTMENT STRATEGIES, LLC

CRD 165823

CHATTANOOGA, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:65153014-e3be-90c8-88d0-dca5a801fe08

Data as of Feb 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 17, 2012 to Feb 11, 2026
41 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $738MItem 5.F on the latest filing (2026-02-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $594M
Private client RAUM: $733MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $369Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,388
Individual clients: 436
High net worth clients: 140
Custody, client assets: $228M
SEC number: 801-77283
CRD: 165823
Filings on the tape: 41
First filed: Oct 17, 2012
Latest filed: Feb 11, 2026
Organised: Limited Liability Company, TN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
AON DOUGLAS MILLER	Certified Financial Planner	CHATTANOOGA, TN	13	28	3	no
LAURA GINNETTE OWSLEY	n/a	CHATTANOOGA, TN	13	19	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MILLER, AON, DOUGLAS	MANAGING MEMBER /MANAGER	E	yes	10/2012	Oct 17, 2012	Oct 16, 2024
OWSLEY, LAURA, GINNETTE	MANAGING MEMBER/MANAGER/CHIEF COMPLIANCE OFFICER	C	yes	02/2013	Mar 8, 2013	Oct 16, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 11, 2026	$738M	$594M	5	2	0	n/a	n/a
2024	Feb 4, 2025	$710M	$548M	5	2	0	n/a	n/a
2023	Feb 8, 2024	$622M	$445M	5	2	0	n/a	n/a
2022	Feb 3, 2023	$516M	$354M	5	2	0	n/a	n/a
2021	Mar 8, 2022	$630M	$386M	5	2	0	n/a	n/a
2020	Mar 4, 2021	$505M	$285M	5	2	0	n/a	n/a
2019	Feb 12, 2020	$450M	$239M	5	2	0	n/a	n/a
2018	Mar 26, 2019	$353M	$185M	5	2	0	n/a	n/a
2017	Mar 6, 2018	$378M	$336M	4	2	0	n/a	n/a
2016	Mar 20, 2017	$341M	$278M	4	2	n/a	n/a	n/a
2015	Jan 19, 2016	$265M	$111M	5	2	n/a	n/a	n/a
2014	Mar 12, 2015	$283M	$84.8M	3	2	n/a	n/a	n/a
2013	Mar 17, 2014	$251M	$10.8M	2	2	n/a	n/a	n/a
2012	May 30, 2013	$169M	$1.4M	2	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$738M	$710M	4.0%	$516M	12.7%	5	5	0	0

Relationships

Registered with (2)

← LAURA GINNETTE OWSLEYAdvisorregistration: current employment
Nov 27, 2012 to presentfactForm ADV
← AON DOUGLAS MILLERAdvisorregistration: current employment
Nov 9, 2012 to presentfactForm ADV

Controls (2)

← MILLER, AON, DOUGLASOwnerMANAGING MEMBER /MANAGER, ownership code E, individual
Oct 17, 2012 to Oct 16, 2024factForm ADV
← OWSLEY, LAURA, GINNETTEOwnerMANAGING MEMBER/MANAGER/CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 8, 2013 to Oct 16, 2024factForm ADV

Dated events

Occurred
Oct 17, 2012
First Form ADV filing
Am Investment Strategies, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65153014-e3be-90c8-88d0-dca5a801fe08
First observed: Oct 17, 2012
Last observed: Feb 11, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AM INVESTMENT STRATEGIES, LLC

CRD 165823

CHATTANOOGA, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:65153014-e3be-90c8-88d0-dca5a801fe08

Data as of Feb 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:00 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

AON DOUGLAS MILLER

Certified Financial Planner

CHATTANOOGA, TN

LAURA GINNETTE OWSLEY

n/a

CHATTANOOGA, TN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MILLER, AON, DOUGLAS

MANAGING MEMBER /MANAGER

yes

10/2012

Oct 17, 2012

Oct 16, 2024

OWSLEY, LAURA, GINNETTE

MANAGING MEMBER/MANAGER/CHIEF COMPLIANCE OFFICER

yes

02/2013

Mar 8, 2013

Oct 16, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 11, 2026

$738M

$594M

n/a

2024

Feb 4, 2025

$710M

$548M

n/a

2023

Feb 8, 2024

$622M

$445M

n/a

2022

Feb 3, 2023

$516M

$354M

n/a

2021

Mar 8, 2022

$630M

$386M

n/a

2020

Mar 4, 2021

$505M

$285M

n/a

2019

Feb 12, 2020

$450M

$239M

n/a

2018

Mar 26, 2019

$353M

$185M

n/a

2017

Mar 6, 2018

$378M

$336M

n/a

2016

Mar 20, 2017

$341M

$278M

n/a

2015

Jan 19, 2016

$265M

$111M

n/a

2014

Mar 12, 2015

$283M

$84.8M

n/a

2013

Mar 17, 2014

$251M

$10.8M

n/a

2012

May 30, 2013

$169M

$1.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$738M

$710M

4.0%

$516M

12.7%