DFX Intelligence

L•••• G••••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

L•••• G••••••• O•••••

Advisor at A• I••••••••• S••••••••• L••

CHATTANOOGA, TN

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Search this name across graphsid dfx:ria:6dd1bcc0-0840-74a5-9512-77442f8433d9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A• I••••••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 9, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A• I••••••••• S••••••••• L••	Independent wealth	Nov 27, 2012	n/a	yes	CHATTANOOGA, TN	Current employment
B••••••• F• E•••••• • C••••••• I•••••••••	Bd affiliated wealth	Jul 27, 2011	Nov 26, 2012	no	ST. LOUIS, MO\|Chattanooga, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• F• E•••••• • C••••••• I•••••••••	A• I••••••••• S••••••••• L••	Nov 26, 2012	Nov 27, 2012	1	Firm change	Other
W•••• F•••• A•••••••	B••••••• F• E•••••• • C••••••• I•••••••••	Jul 26, 2011	Jul 27, 2011

Relationships

Registered with (4)

→ A• I••••••••• S••••••••• L••Registered adviserregistration: current employment
Nov 27, 2012 to presentfactForm ADV
→ B••••••• F• E•••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Jul 27, 2011 to Nov 26, 2012factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 24, 2009 to Jul 26, 2011factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6dd1bcc0-0840-74a5-9512-77442f8433d9
First observed: Jan 10, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.