DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M• E• A•••••• • C••• I•••
SAN ANTONIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M• E• A•••••• • C••• I••• | Independent wealth | Jan 5, 2022 | n/a | yes | SAN ANTONIO, TX|SAN ANTONIO, TX | Current employment |
| A••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Mar 10, 2011 | Jan 11, 2022 | no | AUSTIN, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••• F•••••••• A•••••••• L•• | M• E• A•••••• • C••• I••• | Jan 11, 2022 | Jan 5, 2022 | -6 | Firm change | Ibd to RIA |
| S•••••• N••••••• • C••••••• I••••••••• | A••••••• F•••••••• A•••••••• L•• | Oct 19, 2009 | Mar 10, 2011 |
| S•••••• N••••••• • C••••••• I••••••••• | National bd RIA | Apr 7, 2009 | Oct 19, 2009 | no | CORPUS CHRISTI, TX|ST. LOUIS, MO | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jan 1, 2008 | Apr 23, 2009 | no | CORPUS CHRISTI, TX | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Jul 18, 2007 | Jan 1, 2008 | no | ST. LOUIS, MO|CORPUS CHRISTI, TX | Previous registration |
| C••••• A••••••• L•• | Former SEC adviser | Jan 1, 2004 | Sep 1, 2005 | no | CORPUS CHRISTI, TX | Previous registration |
| I•• A••••••• S••••••• I•• | n/a | Feb 28, 2000 | Jan 1, 2004 | no | CORPUS CHRISTI, TX | Previous registration |
| 507 |
| Firm change after gap |
| Ibd to new firm |
| W•••• F•••• A••••••• | S•••••• N••••••• • C••••••• I••••••••• | Apr 23, 2009 | Apr 7, 2009 | -16 | Firm change | Wirehouse to ibd |
| A• G• E•••••• • S•••• I••• | W•••• F•••• A••••••• | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| C••••• A••••••• L•• | A• G• E•••••• • S•••• I••• | Sep 1, 2005 | Jul 18, 2007 | 685 | Firm change after gap | Other |
| I•• A••••••• S••••••• I•• | C••••• A••••••• L•• | Jan 1, 2004 | Jan 1, 2004 | 0 | Bulk transfer | Other |