DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Cheri Roman

M. E. Allison & Co., Inc.independent RIASan Antonio, Txdual registrantIAPD 1808945

Feed of 09/14/2026

Also filed as Cheri Lynn Ward

At current firm

4 y

since Jan 5, 2022

In the industry

38 y

since May 13, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M. E. Allison & Co., Inc. independent RIA current
since Jan 5, 2022 · San Antonio, Tx
Allstate Financial Advisors, LLC BD affiliated
Mar 10, 2011 to Jan 11, 2022 · Austin, Tx
Stifel, Nicolaus & Company, Incorporated national BD
Apr 7, 2009 to Oct 19, 2009 · Corpus Christi, Tx
Wells Fargo Advisors wirehouse
Jan 1, 2008 to Apr 23, 2009 · Corpus Christi, Tx
A. G. Edwards & Sons, Inc. unclassified
Jul 18, 2007 to Jan 1, 2008 · St. Louis, Mo
Cetera Advisors LLC former
Jan 1, 2004 to Sep 1, 2005 · Corpus Christi, Tx
Ifg Advisory Services Inc unclassified
Feb 28, 2000 to Jan 1, 2004 · Corpus Christi, Tx

Moves

a registration end followed by a registration begin elsewhere

Allstate Financial Advisors, LLC to M. E. Allison & Co., Inc.
left Jan 11, 2022, registered Jan 5, 2022 (-6 days) · Affiliated broker-dealer or bank to independent RIA
Stifel, Nicolaus & Company, Incorporated to Allstate Financial Advisors, LLC
left Oct 19, 2009, registered Mar 10, 2011 (507 days) · Affiliated broker-dealer or bank to a newly registered adviser
Wells Fargo Advisors to Stifel, Nicolaus & Company, Incorporated
left Apr 23, 2009, registered Apr 7, 2009 (-16 days) · Wirehouse to affiliated broker-dealer or bank
A. G. Edwards & Sons, Inc. to Wells Fargo Advisors
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Cetera Advisors LLC to A. G. Edwards & Sons, Inc.
left Sep 1, 2005, registered Jul 18, 2007 (685 days) · Other
Ifg Advisory Services Inc to Cetera Advisors LLC
left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move

Signals

Cheri Roman left Allstate Financial Advisors, Llc for M. E. Allison & Co., Inc. (registered 2022-01-05)
Jan 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address