DFX Intelligence

W•••••• S••••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

W•••••• S••••••• H•••••

Advisor at C••• S••••• P•••••••

Roanoke, VA

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Search this name across graphsid dfx:ria:6521ad3d-4036-963f-688b-7d1fdb5fd723

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 5, 1987 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• S••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• S••••• P•••••••	Bd affiliated wealth	Aug 29, 2022	n/a	yes	Roanoke, VA	Current employment
D••••• H•••••• F•••••• • B••••• I•••	Former SEC adviser	Aug 5, 1987	Aug 29, 2022	no	ROANOKE, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• H•••••• F•••••• • B••••• I•••	C••• S••••• P•••••••	Aug 29, 2022	Aug 29, 2022	0	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
110777:128545:VA:2022-08-22	Aug 29, 2022	Aug 29, 2022	ROANOKE, VA	Firm change

Relationships

Registered with (2)

→ C••• S••••• P•••••••Registered adviserregistration: current employment
Aug 29, 2022 to presentfactForm ADV
→ D••••• H•••••• F•••••• • B••••• I•••Registered adviserregistration: previous registration
Aug 5, 1987 to Aug 29, 2022factForm ADV

Dated events

Occurred
Aug 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6521ad3d-4036-963f-688b-7d1fdb5fd723
First observed: Aug 5, 1987
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.